The government in the UK was concerned about the efficiency of research institutions and set up a Research Assessment Exercise (RAE) to consider what was being done in each university. The article hich follows is a response to the imposition of the RAE.
In the year ahead, the UK government is due to carry out the next Research Assessment Exercise (RAE ). The goal of this regular five-yearly check-up of the university sector is easy to understand: to increase productivity within public sector research. But striving for such productivity can lead to unfortunate consequences. In the case of the RAE, one risk attached to this is the creation of an overly controlling management culture that threatens the future of imaginative science.
Academic institutions are already preparing for the RAE with some anxiety—understand-ably so, for the financial consequences of failure are severe. Departments with a current rating of four or five (research is rated on a five point scale, with five the highest) must maintain their score or face a considerable loss of funding. Meanwhile, those with ratings of two or three are fighting for their survival.
The pressures are forcing research management onto the defensive. Common strategies for increasing academic output include grading individual researchers every year according to RAE criteria, pressurising them to publish anything regardless of quality, diverting funds from key and expensive laboratory science into areas of study such as management, and even threatening to close departments. Another strategy being readily adopted is to remove scientists who appear to be less active in research and replace them with new, probably younger, staff.
Although such measures may deliver results in the RAE, they are putting unsustainable pressure on academic staff. Particularly insidious is the pressure to publish. Put simply, RAE committees in the laboratory sciences must produce four excellent peer-reviewed publications per member of staff to meet the assessment criteria. Hence this is becoming a minimum requirement for existing members of staff, and a benchmark against which to measure new recruits.
But prolific publication does not necessarily add up to good science. Indeed, one young researcher was told in an interview for a lectureship that, although your publications are excellent, unfortunately, there are not enough of them. You should not worry so much about the quality of your publications. '
In a recent letter to Nature, the publication records of ten senior academics in the area of molecular microbiology were analysed. Each of these academics is now in very senior positions in universities or research institutes, with careers spanning a total of 262 years. All have achieved considerable status and respect within the UK and worldwide. However, their early publication records would preclude them from academic posts if the present criteria were applied.
Although the quality of their work was clearly outstanding—they initiated novel and perhaps risky projects early in their careers, which have since been recognised as research of international importance— they generally produced few papers over the first ten years after completing their PhDs. Indeed, over this period, they have an average gap of 3-8 years without the publication or production of a cited paper. In one case there was a five-year gap. Although these enquiries were limited to a specific area of research, it seems that this model of career progression is widespread in all of the chemical and biological sciences.
It seems that the atmosphere surrounding the RAE may be stifling talented young researchers or driving them out of science altogether. There urgently needs to be a more considered and careful nurturing of our young scientific talent. A new member of academic staff in the chemical or biological laboratory sciences surely needs a commitment to resources over a five- to ten-year period to establish their research. Senior academics managing this situation might be well advised to demand a long-term view from the government.
Unfortunately, management seems to be pulling in the opposite direction. Academics have to deal with more students than ever and the paperwork associated with the assessment of the quality of teaching is increasing. On top of that, the salary for university lecturers starts at only £32, 665 (rising to £58, 048). Tenure is rare, and most contracts are offered on a temporary contract basis. With the mean starting salary for new graduates now close to £36, 000, it is surprising that anybody still wants a job in academia.
It need not be like this. Dealings with the many senior research managers in the chemical and water industries at the QUESTOR Centre (Queen's University Environmental Science and Technology Research Centre) provided some insight. The overall impression is that the private sector has a much more sensible and enlightened long-term view of research priorities. Why can the universities not develop the same attitude?
All organisations need managers, yet these managers will make sure they survive even when those they manage are lost. Research management in UK universities is in danger of evolving into such an overly controlled state that it will allow little time for careful thinking and teaching, and will undermine the development of imaginative young scientists.
The
government
in the UK
was concerned
about the efficiency of
research
institutions and set up a
Research
Assessment
Exercise (RAE) to consider what was
being done
in each
university
. The article
hich
follows is a response to the imposition of the RAE.
In the
year
ahead, the UK
government
is due to carry out the
next
Research
Assessment
Exercise (RAE
)
. The goal of this regular five-yearly
check
-up of the
university
sector is easy to understand: to increase productivity within public sector
research
.
But
striving for such productivity can lead to unfortunate consequences. In the case of the RAE, one
risk
attached to this is the creation of an
overly
controlling
management
culture that threatens the future of imaginative science.
Academic institutions are already preparing for the RAE with
some
anxiety—understand-
ably
so
, for the financial consequences of failure are severe. Departments with a
current
rating of four or five
(research
is rated
on a five point scale, with five the highest)
must
maintain their score or face a considerable loss of funding. Meanwhile, those with ratings of two or three are fighting for their survival.
The pressures are forcing
research
management
onto the defensive. Common strategies for increasing
academic
output include grading individual researchers every
year
according to RAE criteria,
pressurising
them to publish anything regardless of
quality
, diverting funds from key and expensive laboratory
science
into areas of study such as
management
, and even threatening to close departments. Another strategy being
readily
adopted is to remove scientists who appear to be less active in
research
and replace them with
new
,
probably
younger, staff.
Although such measures may deliver results in the RAE, they are putting unsustainable pressure on
academic
staff
.
Particularly
insidious is the pressure to publish. Put
simply
, RAE committees in the laboratory
sciences
must
produce four excellent peer-reviewed
publications
per member of
staff
to
meet
the
assessment
criteria.
Hence
this is becoming a minimum requirement for existing members of
staff
, and a benchmark against which to measure
new
recruits.
But
prolific
publication
does not
necessarily
add
up to
good
science
.
Indeed
, one
young
researcher was
told
in an interview for a lectureship that, although your
publications
are excellent, unfortunately, there are not
enough
of them. You should not worry
so
much about the
quality
of your
publications
. '
In a recent letter to Nature, the
publication
records of ten
senior
academics
in the area of molecular microbiology were
analysed
. Each of these
academics
is
now
in
very
senior
positions in
universities
or
research
institutes, with careers spanning a total of 262 years. All have achieved considerable status and respect within the UK and worldwide.
However
, their early
publication
records would preclude them from
academic
posts if the present criteria
were applied
.
Although the
quality
of their work was
clearly
outstanding—they initiated novel and perhaps risky projects early in their careers, which have since been
recognised
as
research
of international importance— they
generally
produced few papers over the
first
ten years after completing their PhDs.
Indeed
, over this period, they have an average gap of 3-8 years without the
publication
or production of a cited paper. In one case there was a five-year gap. Although these
enquiries
were limited
to a specific area of
research
, it seems that this model of career progression is widespread in
all of the
chemical and biological sciences.
It seems that the atmosphere surrounding the RAE may be stifling talented
young
researchers or driving them out of
science
altogether. There
urgently
needs
to be a more considered and careful nurturing of our
young
scientific talent. A
new
member of
academic
staff
in the chemical or biological laboratory
sciences
surely
needs
a commitment to resources over a five- to ten-year period to establish their
research
.
Senior
academics
managing this situation might be well advised to demand a long-term view from the
government
.
Unfortunately,
management
seems to be pulling in the opposite direction.
Academics
have to
deal with more students than ever and the paperwork associated with the
assessment
of the
quality
of teaching is increasing.
On top of that
, the salary for
university
lecturers
starts
at
only
£32, 665 (rising to £58, 048). Tenure is rare, and most contracts
are offered
on a temporary contract basis. With the mean starting salary for
new
graduates
now
close to £36, 000, it is surprising that anybody
still
wants a job in academia.
It
need
not be like this. Dealings with the
many
senior
research
managers in the chemical and water industries at the
QUESTOR
Centre
(Queen's
University
Environmental
Science
and Technology
Research
Centre
) provided
some
insight. The
overall
impression is that the private sector has a much more sensible and enlightened long-term view of
research
priorities. Why can the
universities
not develop the same attitude?
All
organisations
need
managers,
yet
these managers will
make
sure they survive even when those they manage
are lost
.
Research
management
in UK
universities
is in
danger
of evolving into such an
overly
controlled state that it will
allow
little
time for careful thinking and teaching, and will undermine the development of imaginative
young
scientists.