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Article 5. 1. (b) of New York Convention defines that the recognition and enforcement of the award may be refused on the ground that the party against

Article 5. 1. (b) of New York Convention defines that the recognition and enforcement of the award may be refused on the ground that the party against ljXPW
Article 5. 1. (b) of New York Convention defines that the recognition and enforcement of the award may be refused on the ground that the party against whom the award is invoked was not given proper notice of the appointment of the arbitrator or of the arbitration proceedings or was otherwise unable to present his case. However, the main thrust of this provision of the Convention is directed at ensuring that the requirements of “due process” are observed and that the parties are given a fair hearing. Obviously, parties’ right to be heard is of particular concern in regard to caucusing. If the Arbitral Tribunal holds private sessions and listens to what one party has to say in the absence of the other, that party may reveal facts to the members of the tribunal the other party is unable to rebut. Such an ex parte conversation is a textbook example for a violation of the right to be heard and usually constitutes a ground to vacate the award. Nevertheless, there is also one strong contra-argument which is against the abovementioned “right to be heard” principle when the mediating arbitrator uses caucusing technique. The argument is “confidentiality of information gained through caucusing” principle. During caucusing party is able to provide the mediator with confidential information that is not shared with the other party and mediator’s possession of such confidential information from both parties usually allows the mediator to guide the parties to an amicable settlement. In order to avoid from the conflict of mentioned principles, for example, Centre for Effective Dispute Resolution Rules for the Facilitation of Settlement in International Arbitration (hereinafter “CEDR Settlement Rules”), in its Article 3 (General principles) states that: “4. Nothing said or done by any Party or its counsel in the course of any settlement discussions, or in the course of any other steps taken by the Arbitral Tribunal to facilitate settlement, shall be used against a Party in the event that the arbitration resumes (save as regards the allocation of costs in accordance with Article [6] of these Rules). 5. The tribunal shall not take into account for the purpose of making an Award, any substantive matters discussed in settlement meetings or communications, unless such matter has already been introduced in the arbitration”. Unfortunately, while the Prague Rules do not prohibit the use of caucusing during the hybrid process of mediation during arbitration and have not formulated any general principles such as in CEDR Settlement Rules, the basic principles “right to be heard in arbitration” and “confidentiality of information obtained in mediation” are more likely to collide and risk the final award under the “due process” ground.
Article 5. 1. (b) of New York Convention defines that the recognition and enforcement of the
award
may
be refused
on the ground that the
party
against whom the
award
is invoked
was not
given
proper notice of the appointment of the arbitrator or of the
arbitration
proceedings or was
otherwise
unable to present his case.
However
, the main thrust of this provision of the Convention
is directed
at ensuring that the requirements of “due process”
are observed
and that the
parties
are
given
a
fair
hearing.

Obviously
,
parties’
right
to
be heard
is of particular concern in regard to caucusing. If the
Arbitral
Tribunal
holds private sessions and listens to what one
party
has to
say in the absence of the
other
, that
party
may reveal facts to the members of the
tribunal
the
other
party
is unable to rebut. Such an ex parte conversation is a textbook example for a violation of the
right
to
be heard
and
usually
constitutes a ground to vacate the award.

Nevertheless
, there is
also
one strong contra-argument which is against the
abovementioned
“right
to
be heard
principle
when the mediating arbitrator
uses
caucusing technique. The argument is “confidentiality of
information
gained through caucusing”
principle
. During caucusing
party
is able to provide the mediator with confidential
information
that is
not shared with the
other
party
and mediator’s possession of such confidential
information
from both
parties
usually
allows
the mediator to guide the
parties
to an amicable settlement.

In order to avoid from the conflict of mentioned
principles
,
for example
,
Centre
for Effective Dispute Resolution
Rules
for the Facilitation of
Settlement
in International
Arbitration
(hereinafter “
CEDR
Settlement
Rules”)
, in its Article 3 (General
principles)
states that:

“4. Nothing said or done by any
Party
or its counsel in the course of any
settlement
discussions, or in the course of any
other
steps taken by the
Arbitral
Tribunal
to facilitate
settlement
, shall be
used
against a
Party
in the
event
that the
arbitration
resumes (save as regards the allocation of costs in accordance with Article [6] of these
Rules). 5
. The
tribunal
shall not take into account for the purpose of making an
Award
, any substantive matters discussed in
settlement
meetings or communications, unless such matter has already
been introduced
in the arbitration”.

Unfortunately, while the Prague
Rules
do not prohibit the
use
of caucusing during the hybrid process of mediation during
arbitration
and have not formulated any general
principles
such as in
CEDR
Settlement
Rules
, the basic
principles
“right
to
be heard
in
arbitration”
and “confidentiality of
information
obtained in mediation” are more likely to collide and
risk
the final
award
under the “due process” ground.
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IELTS essay Article 5. 1. (b) of New York Convention defines that the recognition and enforcement of the award may be refused on the ground that the party against

Essay
  American English
7 paragraphs
442 words
6.0
Overall Band Score
Coherence and Cohesion: 5.5
  • Structure your answers in logical paragraphs
  • ?
    One main idea per paragraph
  • Include an introduction and conclusion
  • Support main points with an explanation and then an example
  • Use cohesive linking words accurately and appropriately
  • Vary your linking phrases using synonyms
Lexical Resource: 5.0
  • Try to vary your vocabulary using accurate synonyms
  • Use less common question specific words that accurately convey meaning
  • Check your work for spelling and word formation mistakes
Grammatical Range: 6.5
  • Use a variety of complex and simple sentences
  • Check your writing for errors
Task Achievement: 6.0
  • Answer all parts of the question
  • ?
    Present relevant ideas
  • Fully explain these ideas
  • Support ideas with relevant, specific examples
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    Currently is not available
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